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>View discussions about this entry Country: India
Organization: Himanshu Parikh Consulting Engineers
Field of Work - Sanitation
Year the initative began (yyyy) - 1987
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Positioning in the Mosaic of solutions
What is your signature innovation, your new idea, in one sentence? - An innovative paradigm of water and environmental sanitation correlated with nature to alleviate poverty, ill-health, illiteracy; overcoming aid dependence with latent resources and local partnerships.
Describe your innovation. What makes your idea unique and different than others doing work in the field? - * Slum Networking exploits the correlation between slums and the natural riverine paths of the city to improve the environment and provide quality, gravity based, house-to-house water, sanitation, storm drainage, roads and landscaping at costs lower than the conventional ‘slum’ solutions such as public standposts and community latrines. The various components of infrastructure are bundled for economy and integrated from micro to macro level with respect to topography. It uses innovations such as holistic computer modeling, earth management, constructive landscaping, using roads as storm channels, miniature appurtenances, storm flushing of sewerage and self ventilated manholes to improve performance and reduce cost.
* The water and environmental sanitation infrastructure in turn stimulates massive community investment in its own shelter. We have demonstrated that the `poor’ can, in conducive circumstances, mobilise huge resources, especially when coupled with constructive partnerships with the government and the private sector. This latent strength is tapped to remove aid dependency. The knock on impact on health, education and incomes is substantial and rapid. Delivery Model: How do you implement your innovation and apply it to the challenge/problem you are addressing? - * There must be tangible and measurable results. The communities are weary of platitudes.
* The approach must make business sense to attract capital and reduce aid dependency. * The community must be a capital partner to ensure its commitment to the project and the subsequent maintenance. If community invests, it is an acid of the efficacy of the solutions. * There must be a huge multiplier in the process to leverage at least 10 fold ultimate investment from community on the initial outlay. How do you plan to expand your innovation? - Our initial work was in the slums of Indore, Baroda, Ahmedabad and Bhopal cities with different partners. However, the plight of rural areas is not much better than slums. 70% of the population in India lives in villages without decent physical infrastructure and housing. The concepts of Slum Networking are equally valid there.
The recent work attempts to extend the “Networking” from urban to rural to reach this larger population. Byrraju Foundation, the partner NGO is at present implementing the work in two villages of Andhra Pradesh covering 5,000 people. The major goals in the coming years are: Do you have any existing partnerships, and if so, how do you create them? - What type of partnerships to do need? There are three main partners in the model, namely, the community, government and business.
The community’s role is that of a client, consumer and a capital partner, not a “beneficiary”. It also subsequently manages local maintenance within the settlements. The government partner channels its development budgets into the project. However, as much as the resources, its partnership helps to develop policy framework and address issues of tenure. Apart from funds, businesses bring planning, implementation and management skills to the project. In Baroda this was done by United Way set up by the Federation of Baroda Industries. In Ahmedabad pilot slums, Arvind Mills, a city textile group, ran the project on behalf of the community and the municipality through its own NGO Sharda Trust, supported by Saath. The Vice President of Arvind Mill sees this as “enlightened self interest” and not philanthropy. The Andhra villages are managed by Byrraju Foundation, set up by Satyam Computers, and supported by Royal Society of Arts and Manufacturing (RSA) in UK. Provide one sentence describing your impact/intended impact. - To alleviate poverty through water and sanitation and to replace "social paternalism" and aid with a "business on hand" model of tangible achievements.
How many people have you served or plan to serve? - The Slum Networking concept has been tried in several cities of India such as Indore, Baroda, Ahmedabad, Bhopal and Bombay directly transforming lives of about a million people.
More recently, we are replicating the same concepts in rural areas starting with two villages in Andhra Pradesh with an objective to eventually expand to 145 villages.
Please list any other measures of the impact of your innovation? - In Ahmedabad project, the average investment in housing by slum families has been a whopping 58,000 rupees, a 6 fold multiplier on the initial investment on infrastructure.
Equally striking, the infant mortality has dropped from 6% to 1%, working days lost to illness reducing from 64 to 9 per year per person and medical expenses almost halving. The number of children attending school has jumped from 41% to 72%. The monthly expendable income has increased by 50%, the greatest rise being in female
Exactly who are the beneficiaries of your innovation? - Our targets are the slum dwellers in urban India and the poor villagers, together constituting over half the national population. Our objective is to mainstream this vast population in the development process as capital partners, clients and consumers of services and certainly not as "beneficiaries".
Considering the vast population of India, all our efforts so far have still reached just a miniscule of the nation. We have yet a long way to go. How is your initiative financed (or how do you expect your initiative will be financed)? - Our first project in Indore was funded by British government aid. Whilst the engineering concepts of Slum Networking were first conceived there, the subsequent maintenance went astray as the aid finished and the implementing city authorities lost interest. All subsequent innovations in Slum Networking in other cities and villages have been on developing self-sufficiency and alternative implementation paradigms.
Currently the infrastructure development costs are shared almost equally by the community, government and business, sometimes augmented by additional partners such as UNICEF or RSA. However, the subsequent costs of shelter improvement are met exclusively by the communities from their own sources, thus contributing a lion share of the total ultimate investment. The community also then pays taxes to the civic authorities for the maintenance of their infrastructure. Provide information on your finances and organization: - Current Annual budget (2007 fiscal year)?
Annual budget for the past 1-2 years (2006 and 2005)? Annual revenue generated? What are your current sources and/or streams of revenue? Do you currently have sources of earned income (examples?); If not, why? The concept of Slum Networking has been developed by Himanshu Parikh Consulting Engineers. It is a professional practice which earns about 2 million rupees ($50,000) in fees each year. In the 35 years of the Practice, whilst most of the fees were earned on structural engineering design projects, some professional fees in the earlier years were earned on infrastructure development assignments such as the Indore Slum Networking Project. However, in the later years, as we moved away from the established aid models, the fees from funding agencies dried up. We thus had to fund our ideologies of development with our own resources, cross-subsidised from the profits from structural engineering work. We are constantly amazed that we have managed to reach such a large poor population with scanty resources by bringing together partnerships between community, governments and business. Imagine what can be done if the huge resources available with international development agencies and bilateral aid were at our disposal instead of being frittered away! What is the potential demand for your innovation? - How do you estimate this demand?
Number of staff (full-time, part-time, volunteers): India has 100 million slum dwellers and half the 700 million rural population is poor. The aggregate national demand is thus 450 million persons. At rupees 2500 per person (1$=45rupees) for infrastructure development, the market size is $25 billion. The complementary demand for housing finance is even greater at about $100 billion. If extended to the global poor, these markets increase to mind boggling numbers! As such funding is beyond government budgets and aid, cost effective technical innovations and catalytic partnerships are better alternatives. What are the main barriers to financial sustainability? - It is a challenge to motivate the private sector partnership. Businesses are risk averse and do not readily buy the arguments of “enlightened self-interest”, bottom of pyramid markets and business opportunities of infrastructure development. A CEO of a multinational in India once said succinctly about sanitation that “shit doesn’t sell”!
Similarly, the formal banking sector is still learning to finance the poor with their small borrowings, seasonal earnings, absence of land title collaterals and using peer pressure with community underwriting to recover loans. What is the origin of this innovation? Tell us your story. - In 1987, walking through slums of Indore city, I noticed their proximity to streams and the river. My subsequent studies show this as a global phenomenon. It struck me that this correlation could provide economic, gravity based infrastructure networks to slums and the city. If rivers do not need pumping stations, why should drainage? I developed the complex computer modeling techniques for design, helped by committed people in my office.
Wherever water and sanitation infrastructure was implemented, I noted a quantum jump in the investment made by the slum-dwellers on improving their shelter from shacks to pucca houses. This investment was several fold larger than the initial capital outlay and revealed a latent resource capacity of the so called “poor” to overcome aid dependency. Over time, we embraced the associated social and economic issues and worked at putting partnerships together for upscaling. My daughter Priti Parikh, an engineer planner, has been my mainstay throughout and has currently taken up doctoral research at Cambridge University to validate the hypothesis that water and sanitation radically stimulate housing, health, literacy and incomes of the poor. Please provide a personal bio. Note this may be used in Changemakers marketing material - Himanshu Parikh has done pioneering work on infrastructure development of low-income settlements in India. He also teaches occasionally at CEPT University, Ahmedabad and Cambridge University.
He had been in the Planning Commission Urban Poverty Group and on the Governing Council of Department of Science and Technology, India. He received United Nations World Habitat Award in 1993, Aga Khan Award in 1998 and a Government of India Citation the same year. In 2005 he was invited as a Fellow to Royal Society of Arts. Contact Information:
Himanshu Parikh
Principal Himanshu Parikh Consulting Engineers (Professional) Discussions about this entry
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Your idea is remarkable and projected to address sanitation issue at the community level. But again how you demonstrate the community involvement at all the levels of decisionmaking and activities implementation is what would determine the success and overall outcome.
It is my hope that the private sector and various partners would join you to see that these ideas are put to action to promote sustainable livelihoods for the vulnerable and marginalised people. Good Project Ideas!
Dear Mr. Parikh,
Congratulations on your achievement. I am very interested in your work and would like to explore a potential partnership.
I work for a social venture think tank in Hong Kong which runs leadership development programs for executives. We partner with social enterprises that have a strong business approach to community development all across Asia. The social enterprise benefits from the fresh perspective and experience of these business professionals who develop a business plan for the organization during their training visit in the community. In addition, the social enterprise also benefits from the assistance our organization provides in seeking capital for the business via private investors after the program.
I believe that this could be a mutually beneficial partnership. I was unable to find your contact details but would like to discuss with you in greater detail. If you could kindly email me at ayang@global-inst.org, it would be much appreciated.
Looking forward to your reply.
Kindest regards,
Anita
Very impressive work. It looks like this could be replicated in other parts of the world.
This excellent model is a viable solution to the water and sanitation crisis affecting many of the poor today. Slum Networking offers a huge opportunity to achieve a number of the Millennium Development Goals both directly and indirectly thanks to the strategy's related benefits. It is now time that the private sector and other partners support this initiative to fully realise the potential of this valuable solution.
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Victoria Hickman
PhD Research Student
Centre for Sustainable Development
Cambridge University Engineering Department
Dear Sir,
I think that this is excellent and Umbrulla Organissation of NGOs.. which will serve the slums communities.
Our VISION(Ngosnetwork) kadapa, of Andhra Pradesh State in india , has organise a 5 Days National Conference on Community Empowermment for slums and susstainable development from 4th -8th January2009.
In this regard we need your help as acatelytic Agent to implement the above mentioned subject.
This approach could help in reaching the water and sanitation targets for the Millennium Development Goals.
This is a wonderful project that obviously improves the lives of the people living in these areas considerably!
I am glad to see that your work addresses the basic need of water and sanitation with a particular focus on low income settlements. With the growing population in the slums in India this model is a valuable contribution.
I think that this is excellent and path breaking work which will serve the
communities at the bottom of the pyramid. This new businesss model will not
only improve the environment by water-sanitation provisions but also
improves health, education, income and housing.
My current doctoral research shows that communities in the slums of India
and townships of South Africa value water sanitation and rank them as top
prority items for their well being. This evaluation is based on data from
700 household interviews and will be published this year.